Oak Ridge Financial
Customer Fees
Outgoing Retail Account Transfer Fee
Outgoing IRA Account Transfer Fee
IRA Account Closing Fee
Returned Check
IRA, SEP IRA, SARSEP IRA, Simple IRA, Roth IRA Annual Account Fee
403(b) Annual Account Fee
Annual Account Fee**
Annual Safekeeping Position Fee (Physical Certificates)
Bank Wire Customer Funds- Domestic
Bank Wire Customer Funds- Foreign
Duplicate Confirmations
Duplicate Statements
International Security Transfer
Transfer on Death (TOD)
Set-Up
Change
Certificate Reject Fee
Extensions- Domestic /International Stocks
Legal Deposits & Transfers
Non-Mandatory Non-Physical Reorganization Item
Non-Mandatory Physical Reorganization Item
Overnight Check Fee
Registered Overnight Mail
Rule 144 Transfers
Security Transfer Fee - Non-DRS Eligible
Transfer Agent Fees
Customer Handling Fee
Alternative Investment Initial Transaction Fee (Physical Certificates)
Alternative Investment Annual Safekeeping Fee (Physical Certificates)
Alternative Investment Initial Transaction Fee (Electronic Certificates)
Alternative Investment Annual Safekeeping Fee (Electronic Certificates)
Low-Priced Certificate Deposit Fee
Partial Transfer (Partial Transfers processed through Operations Account Transfer)
Non-Transferable Security Custody (Accounts holding DTC non-transferable securities)
* Customer fees are provided for informational purposes only and are subject to change.
** Not all accounts are subject to the annual account fee. For a list of criteria please contact your Financial Advisor.
$145.00
$120.00
$120.00
$30.00
$50.00
$45.00
$65.00
$50.00 per year
$25.00
$75.00
$1.25
$1.25
$140.00
$50.00
$30.00
$200.00 each
$10.00
$60.00
$40.00
$45.00
$10.00 each
At Cost
$95.00
$200.00
At Cost
$16.00
$150.00
$100.00 per position per account
$100.00
$35.00 per position per account
$175.00
$25.00 per transfer
$2.00 per position, per month