Oak Ridge Financial
Example Tomestone
M&A Valuation Expertise
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First American Bank
Has sold to:
Lake Shore Corporation
Exclusive Financial Advisor
to First American Bank
October 2019
The Oak Ridge Financial Services Group, INC
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Farmers & Merchants Savings Bank
Has sold its Security Savings Bank Branches:
First National Bank
Exclusive Financial Advisor to
Farmers & Merchants Savings Bank
September 2019
The Oak Ridge Financial Services Group, INC
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First Minnesota Bank
Has sold to:
Exclusive Financial Advisor to
First Minnesota Bank
August 2019
The Oak Ridge Financial Services Group, INC
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Black Ridge Financial, Inc.
Holding Company for
Has sold to:
Westbrand, Inc.
Rendered a Fairness Opinion to the
Board of Directors
July 2019
The Oak Ridge Financial Services Group, INC
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F&M Bancorp of Tomah, Inc.
Holding Company for
Has Sold to:
Exclusive Financial Advisor & Issued Fairness Opinion to F&M's Board of Directors
June 2019
The Oak Ridge Financial Services Group, INC
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Union Bancorp. of Evansville
Holding Company for
Has agreed to sell to:
S.B.C.P. Bancorp
Exclusive Financial Advisor & Issued Fairness Opinion to Union's Board of Directors
December 2018
The Oak Ridge Financial Services Group, INC
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Wholly-Owned Subsidiary of Venture Bancshares, Inc.
Exclusive Financial Advisor & Issued Fairness Opinion to Venture Bancshares, Inc.
September 2018
The Oak Ridge Financial Services Group, INC
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Kirkwood Bancorp. of Nevada
Holding Company for
Has agreed to sell to:
JBNV Holding
Exclusive Financial Advisor & Issued Fairness Opinion to Kirkwood's Board of Directors
August 2018
The Oak Ridge Financial Services Group, INC
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Has sold Three Branches to:
Exclusive Financial Advisor to KleinBank
July 2018
The Oak Ridge Financial Services Group, INC
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Wholly-Owned Subsidiary of Park Financial, Inc.
Has Acquired:
Sourcing Agent and Advisor for Park Financial, Inc.
April 2018
The Oak Ridge Financial Services Group, INC
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Wholly-Owned Subsidiary of Duke Financial Group, Inc.
Has Been Acquired by:
Exclusive Financial Advisor & Issued Fairness Opinion to Duke Financial's Board of Directors
December 2017
The Oak Ridge Financial Services Group, INC
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Wholly-Owned Subsidiary of Duke Financial Group, Inc.
Has Been Acquired by:
Exclusive Financial Advisor & Issued Fairness Opinion to Duke Financial's Board of Directors
December 2017
The Oak Ridge Financial Services Group, INC
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Has Sold its St. Michael, MN Branch to:
Exclusive Financial Advisor to First American Bank
October 2017
The Oak Ridge Financial Services Group, INC
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Wholly-Owned Subsidiary of Peoples Bancshares, Inc.
Assets have been Acquired and Liabilities have been Assumed by:
Exclusive Financial Advisor & Issued Fairness Opinion to Peoples Bancshares' Board of Directors
September 2017
The Oak Ridge Financial Services Group, INC
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Pembina County Bankshares, Inc.
Holding Company for
Has Agreed to Merge with Drayton Bancor, Inc.:
Holding Company for
Exclusive Financial Advisor & Issued Fairness Opinion to Pembina's Board of Directors
May 2017
The Oak Ridge Financial Services Group, INC
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Wholly-Owned Subsidiary of Integrity First Bancorporation, Inc.
Has Been Acquired by:
Exclusive Financial Advisor & Issued Fairness Opinion to Integrity First's Board of Directors
April 2017
The Oak Ridge Financial Services Group, INC
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MCB Bankshares, Inc.
Holding Company for
Has Been Acquired by:
Monona Bankshares, Inc.
Exclusive Financial Advisor & Issued Fairness Opinion to MCB Bankshares' Board of Directors
January 2017
The Oak Ridge Financial Services Group, INC
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Sold its Apple Valley, MN Branch to:
Exclusive Financial Advisor to Deerwood Bank
November 2016
The Oak Ridge Financial Services Group, INC
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Calumet Bancshares
Holding Company for
Has Been Acquired by:
Calumet Bancorporation
Issued Fairness Opinion to Calumet Bancshares' Board of Directors
June 2016
The Oak Ridge Financial Services Group, INC
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Assets have been Acquired and Liabilities have been Assumed by:
Exclusive Financial Advisor to State Bank of Drummond
May 2016
The Oak Ridge Financial Services Group, INC
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Subsidiary of Provincial Corp.
Has Been Acquired by:
Exclusive Financial Advisor & Issued Fairness Opinion to Provincial's Board of Directors
April 2016
The Oak Ridge Financial Services Group, INC
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Shareholder Group
Voting and Non-voting Common Equity Shares
Has Been Acquired by:
Central Trust Co.
and Senior Management
Exclusive Financial Advisor to Selling Shareholder Group
October 2015
The Oak Ridge Financial Services Group, INC
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Northland Financial
Wholly-Owned Subsidiary of H.O.M.E., Inc.
Has Been Acquired by:
Issued Fairness Opinion to H.O.M.E., Inc.'s Board of Directors
August 2015
The Oak Ridge Financial Services Group, INC
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Wholly-Owned Subsidiary of VFSC, Inc.
Assets have been Acquired and Liabilities have been Assumed by:
Anchor Bank, NA
Anchor Bancorp, Inc.
Exclusive Financial Advisor & Issued Fairness Opinion to VFSC's Board of Directors
April 2015
The Oak Ridge Financial Services Group, INC
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Wholly-Owned Subsidiary of WPS Insurance Corporation
Assets have been Acquired and Liabilities have been Assumed by:
Exclusive Financial Advisor to WPS Insurance Corporation
April 2015
The Oak Ridge Financial Services Group, INC
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Edgar County Bancshares
Provided Equity Valuation for Controlling Shareholder
April 2015
The Oak Ridge Financial Services Group, INC
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Wholly-Owned Subsidiary of First Advantage Bancshares
Has Been Acquired by:
Border Bancshares, Inc.
Exclusive Financial Advisor to First Advantage Bancshares
February 2015
The Oak Ridge Financial Services Group, INC
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Has Acquired 100% of the Minority Ownership of:
Exclusive Financial Advisor to Partnership Community Banc.
October 2014
The Oak Ridge Financial Services Group, INC
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Has Acquired 100% of the Minority Ownership of:
Exclusive Financial Advisor to Partnership Community Banc.
October 2014
The Oak Ridge Financial Services Group, INC
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PWB Bancshares, Inc.
Has Been Acquired by:
Issued Fairness Opinion to PWB's Board of Directors
June 2014
The Oak Ridge Financial Services Group, INC
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Has Been Acquired by:
First American Inv.
Exclusive Financial Advisor
February 2014
The Oak Ridge Financial Services Group, INC
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Provided Control Valuation and Financial Advisory Services for Proposed Acquisition of First Financial Holdings, Inc.
December 2013
The Oak Ridge Financial Services Group, INC
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Has Acquired Two Branches of:
Community National Bank
Exclusive Financial Advisor
October 2013
The Oak Ridge Financial Services Group, INC
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for Wholly-Owned Bank Subsidiary
Hiawatha National Bank
Provided Control Valuation
March 2011
The Oak Ridge Financial Services Group, INC
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Has Been Acquired by:
Financial Advisor to Bell Mortgage
December 2010
The Oak Ridge Financial Services Group, INC
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Provided Equity Valuation for Shares held in ESOP
2011-2014
The Oak Ridge Financial Services Group, INC
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Wholly-Owned Bank Subsidiary of Evans Bancshares, Inc.
Has Been Acquired and Recapitalized by a:
Private Investor
Exclusive Financial Advisor to Evans Bancshares, Inc.
October 2010
The Oak Ridge Financial Services Group, INC
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Has Been Acquired by:
Issued Fairness Opinion to Black Earth Bancshares, Inc.'s Board of Directors
January 2010
The Oak Ridge Financial Services Group, INC
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Management & Board of Directors Strategic Planning Session
Exclusive Advisor
August 2008
The Oak Ridge Financial Services Group, INC
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Has Sold One Branch to:
Klein Bank
Exclusive Financial Advisor
August 2007
The Oak Ridge Financial Services Group, INC
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Capital Raising Expertise
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$16.7 million TARP Series A Partial Redemption*
$13 million Senior Term Note
Exclusive Financial Advisor*
and Referral Agent
December 2016
The Oak Ridge Financial Services Group, INC
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$6,500,000
Preferred Equity
Exclusive Placement Agent
November 2016
The Oak Ridge Financial Services Group, INC
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$6,300,000
Common Equity
Exclusive Placement Agent
August 2016
The Oak Ridge Financial Services Group, INC
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$7,000,000
Subordinated Debt
Pool Referral Agent
October 2015
The Oak Ridge Financial Services Group, INC
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Convergent Capital Partners, III, L.P.
SBIC Focused on Mezzanine Lending
$52,000,000
Common Equity
Participated as Introducing Agent
July 2014
The Oak Ridge Financial Services Group, INC
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$6,000,000
Subordinated Debentures
Eclusive Placement Agent
October 2013
The Oak Ridge Financial Services Group, INC
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$6,500,000
Common Equity
Eclusive Placement Agent
August 2013
The Oak Ridge Financial Services Group, INC
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Northfield Bancshares
$3,762,500
Common Equity
Exclusive Placement Agent
August 2012
The Oak Ridge Financial Services Group, INC
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Metro North Bancshares
$4,500,000
Common Equity
Exclusive Financial Advisor
March 2012
The Oak Ridge Financial Services Group, INC
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$10,000,000
Subordinated Notes
Eclusive Placement Agent
September 2011
The Oak Ridge Financial Services Group, INC
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Eastwood Financial Corporation
$5,000,000
Subordinated Notes
Exclusive Placement Agent
December 2009
The Oak Ridge Financial Services Group, INC
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$23,000,000
Common Equity
Sole Selling Group Member
November 2009
The Oak Ridge Financial Services Group, INC
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$1.4 Mil Com. Equity*
$3.5 Mil Com. Equity
$3.0 Mil Warrants
Introducing Agent* and Exclusive Placement Agent
July 2009* and October 2008
The Oak Ridge Financial Services Group, INC
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De Novo in Formation
$12,650,000
Common Equity
Exclusive Placement Agent
June 2008
The Oak Ridge Financial Services Group, INC
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Convergent Capital Partners, II, L.P.
SBIC Focused on Mezzanine Lending
$50,000,000
Common Equity
Participated as Introducing Agent
June 2007
The Oak Ridge Financial Services Group, INC
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Equity Capital Markets
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Black Ridge Acquisition Corp.
Merger with Allied ESports
Financial Advisor
August 2019
The Oak Ridge Financial Services Group, INC
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$6,000,000
Chanticleer Holdings
Rights Offering
Placement Agent
August 2019
The Oak Ridge Financial Services Group, INC
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$10,500,000
Meritage Hospitality Group
Convertable Preferred Equity
Placement Agent
June 2019
The Oak Ridge Financial Services Group, INC
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$14,000,000
Lubezone, Inc
Private Placement
Exclusive Placement Agent
December 2018
The Oak Ridge Financial Services Group, INC
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$1,710,000
Ammo Inc.
PIPE
Convertible Debt
Sub-Agent
December 2018
The Oak Ridge Financial Services Group, INC
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$55,200,000
Legacy Housing Corporation
4,600,000 Shares
$12.00
Initial Public Offering
Co-Manager
December 2018
The Oak Ridge Financial Services Group, INC
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Chanticleer Holdings, Inc.
Financial Advisor
August 2018
The Oak Ridge Financial Services Group, INC
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$26,220,000
Celcuity, Inc.
Initial Public Offering
Selling Group
September 2017
The Oak Ridge Financial Services Group, INC
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$10,100,000
Spineology, Inc.
Private Placement
Placement Agent
August 2017
The Oak Ridge Financial Services Group, INC
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