CUSTOMER FEES


 

Outgoing Retail Account Transfer Fee

$125.00

 

Outgoing IRA Account Transfer Fee

$120.00

 

Returned Check

$30.00

 

IRA, SEP IRA, SARSEP IRA, Simple IRA, Roth IRA Annual Account Fee

$35.00

 

403(b) Annual Account Fee

$45.00

 

Annual Account Fee**

$50.00

 

Annual Safekeeping Position Fee (Physical Certificates)

$50.00 per year 

 

Bank Wire Customer Funds- Domestic

$20.00

 

Bank Wire Customer Funds- Foreign

$75.00

 

Duplicate Confirmations

$1.25

 

Duplicate Statements

$1.25

 

International Security Transfer

$140.00

 

Transfer on Death (TOD)

 

 

   Set-Up

$50.00

 

   Change

$30.00

 

Certificate Reject Fee

$200.00 each 

 

Extensions- Domestic /International Stocks

$10.00

 

Legal Deposits & Transfers

$60.00

 

Non-Mandatory Non-Physical Reorganization Item

$40.00

 

Non-Mandatory Physical Reorganization Item

$45.00

 

Overnight Check Fee

$10.00 each

 

Registered Overnight Mail

At Cost

 

Rule 144 Transfers

$95.00

 

Security Transfer Fee - Non-DRS Eligible

$200.00

 

Transfer Agent Fees

At Cost

 

Customer Handling Fee

$16.00

 

Alternative Investment Initial Transaction Fee (Physical Certificates)

$150.00

 

Alternative Investment Annual Safekeeping Fee (Physical Certificates)

$100.00 per position per account

 

Alternative Investment Initial Transaction Fee (Electronic Certificates)

$100.00

 

Alternative Investment Annual Safekeeping Fee (Electronic Certificates)

$35.00 per position per account

 

Low-Priced Certificate Deposit Fee

$175.00

 

Partial Transfer (Partial Transfers processed through Operations Account Transfer)

$25.00 per transfer

 

Non-Transferable Security Custody (Accounts holding DTC non-transferable securities)

$2.00 per position, per month

 

* Customer fees are provided for informational purposes only and are subject to change.

     
 

** Not all accounts are subject to the annual account fee. For a list of criteria please contact your Financial Advisor.