Equity Capital Markets Group
The Equity Capital Markets Group offers equity sales & trading, research, and investment banking services focused on the needs of the Lower-Middle Market, Small and Micro-Cap private and public companies. Our Equity Capital Markets Group has decades of experience across a broad range of industries. The group, led by Joe Sullivan, earns clients' trust by understanding their nuances and delivering results.
Tailored Investment Banking Solutions:
- Target Lower and Middle Market Companies
- Identify Unique, undiscovered investment opportunities
- Assist companies facing a broad range of challenges and growth prospects
- Targeted transactions including Public Offerings (IPO, FO or PIPE), Private Placements (Debt & Equity), Mergers & Acquisitions (Advisory & Fairness Opinions)
Meet Our Financial Professionals
$2,500,000

VivaQuant, Inc,
December 2024
Loan Placement Agent
$5,000,000

Fresh Vine Wine
November 2024
Placement Agent


Twist-Ease, Inc & American Metal Fabrication
August 2024
Financial Advisor

QualiTru Sampling Systems
July 2024
Financial Advisor

VivaQuant, Inc
March 2024
Financial Advisor
$1,000,000

BioLargo, Inc.
January 2024
Placement Agent

BioLargo, Inc.
November 2023
Financial Advisor

Sono-Tek Corporation
September 2023
Financial Advisor
$3,100,000

Rights Offering
March 2023
Financial Advisor

Graham Corporation
April 2023
Financial Advisor
$10,000,000

Private Placement
November 2022
Placement Agent

Superior Drilling Products, Inc.
November 2022
Financial Advisor

FLYHT Aerospace Solutions, Ltd.
August 2022
Financial Advisor

Paragon Technologies
June 2022
Exclusive Financial Advisor

Ocean Bio-Chem
January 2022
Financial Advisor
$22,000,000

Initial Public Offering
December 2021
Co-Manager
$17,000,000

Secondary Offering
March 2021
Placement Agent
$7,500,000

Private Placement
October 2020
Exclusive Placement Agent
$1,500,000

Private Placement
March 2020
Exclusive Financial Advisor
$10,500,000

Convertible Preferred Equity
June 2019 Loan
Placement Agent