Equity Capital Markets Group

 

The Equity Capital Markets Group offers equity sales & trading, research, and investment banking services focused on the needs of the Lower-Middle Market, Small and Micro-Cap private and public companies. Our Equity Capital Markets Group has decades of experience across a broad range of industries. The group, led by Joe Sullivan, earns clients' trust by understanding their nuances and delivering results.


Tailored Investment Banking Solutions:

  • Target Lower and Middle Market Companies
  • Identify Unique, undiscovered investment opportunities
  • Assist companies facing a broad range of challenges and growth prospects
  • Targeted transactions including Public Offerings (IPO, FO or PIPE), Private Placements (Debt & Equity), Mergers & Acquisitions (Advisory & Fairness Opinions)

 

Meet Our Financial Professionals 


Black Ridge Acquisition Corp.

Merger with Allied ESports
Financial Advisor
August 2019

 


The Oak Ridge Financial Services Group, INC

 

 

$6,000,000

Chanticleer Holdings

Rights Offering
Placement Agent
August 2019

 


The Oak Ridge Financial Services Group, INC

 

 

$10,500,000

Meritage Hospitality Group

Convertable Preferred Equity
Placement Agent
June 2019


The Oak Ridge Financial Services Group, INC

 

 

$14,000,000

Lubezone, Inc

Private Placement
Exclusive Placement Agent
December 2018


The Oak Ridge Financial Services Group, INC

 

 

$1,710,000

Ammo Inc.

PIPE
Convertible Debt
Sub-Agent
December 2018


The Oak Ridge Financial Services Group, INC

 

 

$55,200,000

Legacy Housing Corporation
4,600,000 Shares ~ $12.00

Initial Public Offering
Co-Manager
December 2018


The Oak Ridge Financial Services Group, INC

 

 

 

Chanticleer Holdings, Inc.

 

Financial Advisor
August 2018


The Oak Ridge Financial Services Group, INC

 

 

$26,220,000

Celcuity, Inc.

Initial Public Offering
Selling Group
September 2017


The Oak Ridge Financial Services Group, INC

 

 

$10,100,000

Spineology, Inc.

Private Placement
Placement Agent
August 2017

 


The Oak Ridge Financial Services Group, INC